Compliance Framework.

Executive Summary

SendGlobe supports Commercial Certainty Infrastructure through a structured compliance framework designed to support responsible participation in commerce.

The objective of the framework is to reduce Commercial Uncertainty before commitments are made.

Compliance Objectives

The compliance framework supports:

• ✓Commercial Readiness;
• ✓sanctions compliance;
• ✓eligibility verification;
• ✓fraud prevention;
• ✓operational integrity;
• ✓responsible participation.

Commercial Readiness

Commercial Readiness is the verified state achieved before a Commercial Agreement proceeds.

Commercial Readiness may include:

• —identity verification;
• —sanctions screening;
• —compliance review;
• —eligibility review;
• —funding verification.

Commercial relationships begin with qualified counterparties.

Counterparty Qualification

Qualification controls help establish confidence before commitments are secured.

Qualification requirements may vary depending on:

• —jurisdiction;
• —participant type;
• —commercial activity;
• —applicable requirements.

Sanctions Compliance

Commercial Readiness may include review against:

• —OFAC lists;
• —sanctions databases;
• —restricted party lists;
• —applicable watchlists.

Eligibility requirements may change over time.

Jurisdiction Controls

Access to the platform may be restricted or unavailable based on:

• —legal requirements;
• —regulatory obligations;
• —sanctions requirements;
• —operational considerations.

Fraud Prevention

Compliance controls help reduce the risk of:

• —impersonation;
• —fraudulent activity;
• —unauthorized participation;
• —compliance violations.

Reducing uncertainty supports commerce.

Verification Outcomes

Verification Outcomes are recorded against predefined conditions according to applicable workflow requirements.

Verification Outcomes support transparency and accountability.

Core Principle